Revolutionizing Compliance with GrowHut’s Generative AI Solutions

2023- Compliance task company

Finnulate is an AI-powered platform designed to simplify compliance tasks for financial institutions. By automating routine tasks and providing real-time alerts,

Scope of Work

A detailed chat overview describes the project scope and all the resources of the company that were involved in Finnulate.

UX Design

Role-based personas

Task lifecycle mapping

UX Design

Role-based personas

Task lifecycle mapping

Generative AI

Sonnet 3.5 integration

RAG

LLM Chaining

Vector Embedding

Generative AI

Sonnet 3.5 integration

RAG

LLM Chaining

Vector Embedding

Research

Circular repository creation

Dependency workflow mapping

Research

Circular repository creation

Dependency workflow mapping

Development

RAG system integration

Role-Based Taskboards

Development

RAG system integration

Role-Based Taskboards

Challenges

Financial compliance is complex, manual, error-prone, and resource-heavy. Common issues include delayed processing, high error rates, and lack of real-time insights.

1

Automate compliance tasks with RAG.

2

Manage dependencies in compliance workflows.

3

Extract tasks from regulatory circulars.

Meet the potential user of the Finnulate

Vikram Sharma

Chief Compliance Officer

Leads regulatory compliance for a large financial institution. Manages hundreds of circulars and ensures timely execution.

Goals

Streamline task management, ensure accuracy, and proactively avoid penalties.

Challenges

High manual workload, task dependencies, and tracking delays.

Needs

RAG system for context-based AI queries, LLM chaining, and role-based taskboards.

UX Design

UX Design

Research

Circular repository creation

Dependency workflow mapping

Research

Circular repository creation

Dependency workflow mapping

Development

Development

UX Design

Role-based personas

Task lifecycle mapping

UX Design

Role-based personas

Task lifecycle mapping

Scope of Work

Development

RAG system integration

Role-based taskboards

Development

RAG system integration

Role-based taskboards

UX Design

End-to-end UI/UX



Multi-role workflows

Cross-platform design

User journey optimization

UX Design

End-to-end UI/UX



Multi-role workflows

Cross-platform design

User journey optimization

Interfaces

Sonnet 3.5 integration

RAG

Interfaces

Sonnet 3.5 integration

RAG

Development

Full product architecture

Custom reporting tools

Scalable system design

Advanced analytics tools

Development

Full product architecture

Custom reporting tools

Scalable system design

Advanced analytics tools

A detailed chat overview describes the project scope and all the resources of the company that were involved in Finnulate

Scope of Work

Solution A

Role-Based SaaS Solution

Assists teams in real-time by providing instant access to the latest regulatory updates, helping them quickly interpret and adapt to changes. This ensures compliance, reduces risks, and streamlines decision-making processes, enabling teams to stay ahead of regulatory requirements.

Solution B

AI-Driven Task extraction

Automates data extraction with PyPDF and MistralAI, eliminating the need for manual data entry and reducing human error. By leveraging advanced AI technology, this solution quickly processes and extracts relevant information from PDF documents.

Solution C

AI Compliance Co-Pilot

Growhut's Gen AI solutions simplified Finnulate's ability to manage complex data flows. This partnership transformed vast datasets into actionable compliance insights, empowering businesses to make informed decisions while mitigating risks.

Lack of Standardized Data

62

%

Lack of Standardized Data

1.2M

Lack of Standardized Data

99%

Results

AI-Driven Compliance, Simplified Success

Finnulate’s collaboration with GrowHut exemplifies how AI can transform the approach to compliance management. By leveraging AI expertise, Finnulate has successfully streamlined its compliance challenges.

Faster compliance task execution

55

%

Improved task mapping accuracy

90

%

Reduced compliance penalties

65

%

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